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Securities

New website coming soon

The Division of Financial Regulation will launch a new website in the coming weeks. Please be aware as you will need to update your bookmarks. The new website is designed to work well on mobile devices and be accessible to people with disabilities. Stay tuned for more information about the change.


Information for consumers

Before you invest...
The industry that sells investments is large and varied. It’s important to make sure the firm and the representative are properly licensed. Click here to read more...

File a complaint
If you have a complaint against a company or individual in the securities industry, please use our online complaint form. The form may also be printed and mailed or faxed to us. The form is available in both English and Spanish versions.

 


Hot topics

Crowdfunding
Two new Oregon rules open opportunities for Oregon businesses to raise funds for new or expanding projects. The rules create exemptions that allow businesses to raise money with reduced regulation while ensuring investors are protected. Click here for more information.

 

 

Information for industry professionals